Risk & Compliance

Your organization requires a holistic approach to enterprise risk and compliance that supports both management and governance objectives.  You need an integrated yet modular risk and compliance enterprise architecture that leverages your existing technology investments, facilitates operational workflow and helps you focus on exceptions while consolidating and presenting data as actionable information.

SunGard provides a diverse set of risk mitigation and compliance solutions that encompass risk management, surveillance, supervision, regulatory and ethics monitoring.  By implementing effective governance, risk and compliance controls, you can position your organization for improved performance and increased efficiency. Enterprise risk and compliance solutions deliver strategic value by helping you:

  • Strengthen financial position
  • Support brand and reputation
  • Enhance competitive advantage
If Your Role Is… And Your Needs Are… View These Products
Asset Liability Manager
  • Effective balance sheet management
  • Modeling and financial statement simulations
  • Budgeting and planning
  • Regulatory compliance
Risk Manager
  • Statistical market risk models
  • Performance and risk analytics
  • Enterprise risk management
Asset Manager
  • Pre-trade, post-trade and end-of-day compliance
Compliance Officer
  • Enterprise-wide compliance tools
  • Risk mitigation
  • Compliance with internal and regulatory demands
  • Streamlining the compliance lifecycle
Operations Manager
  • Reduced operational risk
  • Lowered operations costs
  • Middle and back-office operations
Product Description
Adaptiv An enterprise-wide credit and market risk management and operations solution for financial institutions.
Ambit A solution for retail, corporate, and private banks that supports front-, middle- and back-office operations, as well as provides solutions for financial management, risk, performance and compliance.
APT Risk management solutions, providing portfolio construction, risk reporting and related professional services globally.
Asset Arena Asset Arena provides asset managers, third-party administrators and transfer agents with solutions to support their global investment management, investment operations and investor servicing business which help them to experience productivity alpha.
Protegent A robust suite of regulatory compliance, surveillance and supervision solutions that help protect financial services firms from regulatory and reputational risk.